Cantor Fitzgerald & Co. is a preeminent investment bank serving more than 5,000 institutional clients around the world, recognized for its strengths in fixed income and equity capital markets, investment banking, SPAC underwriting, PIPE placements, commercial real estate, and for its global distribution platform.

• Help manage the equity supervision and surveillance program
• Ensure written supervisory procedures and supervisory structure are accurate
• Assist the trading desk with real time questions
• Evaluate industry enforcement actions and regulatory changes relevant to Cantor
• Review historical activity to help regulatory responses
• Conduct new hire training and targeted training with sales and trading
• Conduct electronic communications reviews on behalf of supervisors

• 2-4 years’ experience with a focus on equities surveillance and advisory
• Understanding of equity market structure, sales and trading best practices, and trade reporting
• Familiarity with order management systems such as Fidessa and surveillance tools such as Nasdaq Trade Surveillance
• Strong interpersonal, verbal and written communication skills
• Ability to effectively analyze, organize and prioritize workflow according to internal and external deadlines
• Fast learner with a proactive and team-oriented mindset
• Ability to work professionally and confidentially
• SIE, Series 7 and Series 24 required for role but not a pre-requisite

Educational Qualifications:

• Bachelor’s Degree required