N/A
VP – CLM Team
1 year ago
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To lead and manage the CLM team function of Regular and Event Driven reviews in a timely and cost efficient manner. Ensuring adherence to all SLA’s and procedures for London & Dubai Branch, manage the control of AML/KYC documentation in line with Internal Compliance Procedures/FCA regulations.
- Support the Head of CLM in the review and verification of AML/KYC Client documentation for existing Clients (High, medium, Low)
- Support the Head of CLM with Screening of KYC information for existing clients
- Support the Head of CLM in the review of counterparty registration applications and follow up reviews with adherence to all Mizuho Compliance procedures
- Attend regular meetings with senior stakeholders to update on any remediation items
- Perform client identification and verification on Financial Intermediaries
- Liaison with Internal Clients Advising Business Units of due diligence requirements
- Work to support the team by sharing ideas and knowledge
- Support the Head of CLM with resources to ensure that processes and individuals sustain business demands
- Maintain high quality reference data across MECS region systems in conjunction with AML/KYC Client documentation verification
- Build relationships and business understanding with Internal Clients in order to initiate and implement improvements to existing processes
- Support the Head of CLM with with Projects and adhoc tasks within Shared Services
- Support with the development of the CLM Onboarding team setting challenging objectives and carry out regular appraisals to enable individuals to attain their capabilities and goals.
- Bachelors Degree or equivalent
- Great organisational and time management skills
- Excellent communication skills
- Strong numerical and analytical skills
- Customer-centric career experience
- Demonstrable ability to innovate, support change and problem solve
- Collaborative nature to contribute to a successful team performance
- Sound knowledge of the Banking Industry
- High level of computer literacy and skills in data manipulation / presentation
- Language skills are an asset, but not essential