To Lead and Manage the CLM team function of Regular and Event Driven reviews in a timely and cost efficient manner. Ensuring adherence to all SLA’s and procedures for London & Dubai Branch, manage the control of AML/KYC documentation in line with Internal Compliance Procedures/FCA regulations.

• Support the Head of CLM in the review and verification of AML/KYC Client documentation for existing Clients (High, medium, Low)
• Support the Head of CLM with Screening of KYC information for existing clients
• Support the Head of CLM in the review of counterparty registration applications and follow up reviews with adherence to all Compliance procedures
• Support the Head of CLM with the management reporting and escalation on defects to IT
• Attend regular meetings with senior stakeholders to update on any remediation items
• Perform client identification and verification on Financial Intermediaries
• Liaison with Internal Clients Advising Business Units of due diligence requirements
• Work to support the team by sharing ideas and knowledge
• Support the Head of CLM with resources to ensure that processes and individuals sustain business demands
• Maintain high quality reference data across region systems in conjunction with AML/KYC Client documentation verification
• Build relationships and business understanding with Internal Clients in order to initiate and implement improvements to existing processes
• Support the Head of CLM with with Projects and adhoc tasks within Shared Services
• Support with the development of the CLM Onboarding team setting challenging objectives and carry out regular appraisals to enable individuals to attain their capabilities and goals.

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